Self-Assessment of Internal Controls: State Agencies, Universities and Community Colleges

Internal Control Questionnaire

Memorandum: Self-Assessment of Internal Controls Questionnaire

Internal Controls Questionnaire

Self-Extracting Executable
Adobe Acrobat or MS Word

Confirmation of Self-Assessment of Internal Controls

File	MS Word	Adobe Acrobat
Table of Contents	Click here to download	Click here to download
Introduction	Click here to download	Click here to download
Internal Control Standards	Click here to download	Click here to download
Control Environment	Click here to download	Click here to download
Risk Assessment	Click here to download	Click here to download
Financial Reporting Cycle	Click here to download	Click here to download
Budget Reporting Cycle	Click here to download	Click here to download
Cash Receipts Cycle	Click here to download	Click here to download
Accounts Receivable Cycle	Click here to download	Click here to download
Purchasing/Accounts Payable Cycle	Click here to download	Click here to download
Human Resources Cycle	Click here to download	Click here to download
Inventory Cycle	Click here to download	Click here to download
Capital Assets Cycle	Click here to download	Click here to download
Computer Security Cycle	Click here to download	Click here to download
Investment Cycle	Click here to download	Click here to download
Debt Cycle	Click here to download	Click here to download
Tax/Payroll Compliance
Compliance with IRS Information Return Reporting Requirements	Click here to download	Click here to download
Compliance with IRS Backup Withholding Requirements	Click here to download	Click here to download
Payroll Compliance
Objectives & Risks	Click here to download	Click here to download
Educational Assistance Plan Payments	Click here to download	Click here to download
Determination of Employment Relationship for Tax Reporting and Withholding Requirement	Click here to download	Click here to download
Fringe Benefits	Click here to download	Click here to download
Moving Expense Reimbursement	Click here to download	Click here to download
Major Financial Assistance Cycle (See Attachment III) Federal and State Programs
General Requirements
Davis-Bacon Act	Click here to download	Click here to download
Allowable Costs/Cost Principles	Click here to download	Click here to download
Period of Availability	Click here to download	Click here to download
Procurement Suspension and Debarment	Click here to download	Click here to download
Program Income	Click here to download	Click here to download
Relocation Assistance & Real Property Acquisitions	Click here to download	Click here to download
Cash Management	Click here to download	Click here to download
Specific Requirements
Types of Services Allowed or Not Allowed	Click here to download	Click here to download
Matching, Level of Effort, Earmarking	Click here to download	Click here to download
Eligibility	Click here to download	Click here to download
Supplemental Requirements
Monitoring Subrecipients	Click here to download	Click here to download
Attachments
Attachment I: Sample - Internal Control Cycle-Not Applicable	Click here to download	Click here to download
Attachment I: Sample - Inadequate Internal Control	Click here to download	Click here to download
Attachment III: Notes for Completion of the Major Financial Assistance Cycle	Click here to download	Click here to download